CEO Vlad Tenev isn’t registered with Finra, new documents show.
Apifiny connects professional traders with 40-odd global exchanges to search the best execution prices.
Uphold is set to become one of the first cryptocurrency businesses in the U.S. to offer securities on an omnibus basis to retail investors, the company said.
FINRA, the SEC and the New York Attorney General’s Office are all making enquiries with the trading app provider.
The fund aims to compete with Grayscale's Bitcoin Trust and others by offering a 50 basis point lower expense ratio.
U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.
Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.
Digital security exchanges that ensure listed assets are legitimate will not face sanctions, the SEC said in an open letter.
The firm announced Thursday that FINRA approved its application to launch tZERO Markets, a retail broker-dealer subsidiary.
BSTX is seeking regulatory approval to launch one of the first markets for publicly traded, registered security tokens.
Harbor's broker-dealer licensing breaks a lengthy standoff between aspiring crypto broker-dealers and the U.S. regulators who approve them.
New tech usually struggles with vocabulary, says Noelle Acheson. With bitcoin, the confusion rubs off integral concepts in securities legislation.
FINRA has approved iownit as a broker-dealer, clearing the firm to offer digital securities on a private Hyperledger blockchain.
The self-regulatory body for brokers and exchanges has quietly extended its deadline for member firms to report their crypto activity.
In a joint statement Monday, the SEC and FINRA laid out the issues they must examine before approving broker-dealer applications from crypto startups.