Cease-and-Desists

SEC Slaps Blockchain Author Alex Tapscott, Firm With Fines Over Securities Violations

The U.S. securities regulator has settled with blockchain author Alex Tapscott and his investment firm NextBlock Global over securities violations.

Policy & regulation  ·  15 May 2019

SEC Fines Crypto Fund $50K and Issues Cease-and-Desist

The SEC has issued a cease-and-desist order against CoinAlpha after it offered unregistered securities.

Policy & regulation  ·  7 December 2018