Alabama Securities Commission

Alabama Issues ‘Show Cause’ Order to BlockFi

The Alabama Securities Commission alleges that BlockFi has funded cryptocurrency lending in part through the sale of unregistered securities.

News  ·  22 July 2021

US State Regulators Order ‘Fraudulent’ Crypto Mining Scheme to Shut Down

The Texas State Securities Board and Alabama Securities Commission filed an emergency action against Ultra Mining, alleging it offered unregistered securities by promising to double investments in a cloud mining scheme.

News  ·  8 April 2020
Regulation

Alabama: The Unlikely Frontline for America’s Crypto Fraud Crackdown

Alabama's securities agency has led the way on enforcement against ICO fraudsters, using investigation techniques pioneered chasing gun runners.

Policy & regulation  ·  20 November 2018
Regulation

Alabama Securities Watchdog Hits 3 ICOs with Cease-and-Desists

The U.S. state of Alabama has issued cease-and-desist orders to three ICOs that were allegedly soliciting residents with unregistered securities.

Policy & regulation  ·  25 May 2018
Exchanges

Top Alabama Regulator Says Mt. Gox Was a ‘Disaster About to Happen’

Joe Borg thinks the issue with bitcoin is not technology, but lack of consumer awareness about the risks involved.

Policy & regulation  ·  1 March 2014